End-to-End Risk Mitigation Implemented Under Tight Timelines

THE CHALLENGE
Compliance on a clock
During a major merger, a leading financial services firm faced an urgent mandate to meet Global Risk and Compliance (GRC) and Sarbanes-Oxley (SOX) standards. With only 30 days to validate controls and ensure regulatory approval, the client needed
THE SOLUTION
Turning regulatory pressure into performance
To meet an aggressive 30-day compliance deadline, TSG built and executed a comprehensive risk and control testing program. By integrating automation, expert validation, and process improvements, TSG ensured full GRC and SOX compliance—maintaining regulatory confidence and safeguarding 10 million+ customer records.
What TSG delivered
Strengthened compliance
TSG enabled full alignment with GRC and SOX standards, ensuring regulatory confidence and clearing a critical path for merger completion.
Rapid scaling
A cross-functional compliance team was mobilized within days, accelerating delivery and meeting an aggressive 30-day validation timeline.
Risk mitigation
Rigorous control testing and proactive risk assessments minimized exposure, strengthening enterprise governance and data protection.
Process improvements
TSG implemented targeted process enhancements, streamlining post-merger operations and improving long-term compliance efficiency.