Case Study: Delivering Risk Confidence at Merger Speed

THE CHALLENGE

When deadlines collide with regulation

A leading financial services organization faced a high-stakes challenge during a major merger: achieving full compliance with Global Risk and Compliance (GRC) and SOX requirements—under an urgent 30-day deadline. The merger introduced complex application environments, new risk controls, and heightened regulatory scrutiny. Lacking internal bandwidth to execute rapid-scale control testing and compliance validation, the client needed an expert partner capable of deploying a specialized team, ensuring adherence to financial regulations, and protecting millions of customer transactions—all without disrupting day-to-day operations.

THE SOLUTION

Scaling compliance at the speed of business

TSG experts mobilized a dedicated compliance team in under 30 days, delivering end-to-end risk mitigation and control testing throughout the post-merger integration. From defining test plans to executing GRC validation and SOX controls, TSG combined technical precision with deep financial sector expertise to streamline compliance under tight regulatory timelines. Leveraging a managed solutions model, TSG implemented process improvements, delivered team training, and ensured project governance—transforming a reactive compliance need into a scalable, repeatable framework for ongoing risk management.